ETF Model Solutions, LLC

RIASEC RegisteredEst. 2015
Total AUM
$18.1M
Discretionary
$18.1M
100% of AUM
Avg account
$82.3K
Accounts
220
Employees
14
Advisory reps
12

Firm details

Headquarters
Appleton, Wisconsin
CRD number
168410
Registered since
January 2, 2015
Custodians
BETTERMENT, AMERICAN TRUST CUSTODY
Fee structure
Percentage of AUM, Other
Client types
  • Individuals38.23%
  • HNWI32.5%
  • Pension & Profit Sharing Plans29.27%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

ETF Model Solutions, LLC is an SEC-registered limited liability company formed in 2015 that operates as an institutional registered investment adviser. The firm serves both individual/family clients and institutional clients, providing portfolio management for individuals, small businesses, and institutions, along with pension consulting services. Its fee model is primarily a percentage of assets under management, supplemented by other fee arrangements. The firm is identified as a related adviser in its filings and is not described as acting as a capital allocator. The adviser does not position itself as an active ESG investor and is organized for traditional advisory activities rather than as a multi-state or newly formed adviser. Its industry affiliations include roles beyond advisory work — for example, acting as a sponsor, general partner, or managing member of pooled investment vehicles — which indicates involvement in fund-related structures in addition to client-facing portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

3 of 3
  • Prateek Mehrotra

    Prateek Mehrotra

    Chief Investment OfficerCRD 4618007

  • Timothy Landolt

    Timothy Landolt

    Chief Operating OfficerCRD 1503180

  • Robert Riedl

    Robert Riedl

    CEOCRD 1109543

Contacts

3 of 9
  • John Weninger

    Wealth AdvisorCRD 5869009

  • Samuel Moore

    Samuel Moore

    Wealth AdvisorCRD 7001995

  • Jamie Brown

    Jamie Brown

    Senior Investment OfficerCRD 5463760

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Appleton, WI

Outagamie

Location

Appleton, WI

Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Outagamie
Address
W6272 Communication Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth