ETC INVESTMENT ADVISORS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
5
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
162253
Registered since
March 27, 2012

Firm profile

FINTRX

Overview

ETC Investment Advisors LLC operates primarily as a manager of pooled investment vehicles rather than a traditional retail advisory firm. Its registered activity centers on sponsoring and acting as general partner and managing member of at least one pooled vehicle, with a clear emphasis on venture capital investing. The firm does not position itself as an ESG-focused allocator and is not structured as a multi-state retail adviser; its business model appears focused on fund formation, portfolio company selection, governance and exit execution rather than delivering one-off advisory relationships or mass retail account service.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • DAMIAN WELLS

    Managing DirectorCRD 5195605

  • PATRICK SWEARINGEN

    Managing PartnerCRD 4391113

  • JOHN CLARK

    Managing DirectorCRD 2311139

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
5956 Sherry Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth