ETC Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
145276
Registered since
March 19, 2008

Firm profile

FINTRX

Overview

ETC Brokerage Services, LLC is organized as a limited liability company and is recorded in FINTRX as having been SEC-registered in 2008. The firm is listed as individually owned and classified as "Unclassified" in the snapshot data. The profile indicates the firm does not function as a capital allocator and is not identified as an active ESG investor. FINTRX does not list the firm's fee structure, advisory activities, or the specific business functions it performs. The snapshot also marks the firm as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Richard Wilz

    Richard Wilz

    Chief Strategy OfficerCRD 4624473

  • Mustafa Fazel

    Chief Risk and Compliance OfficerCRD 2198857

  • Robert Buckingham

    Robert Buckingham

    ContractorCRD 2317506

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Contacts

3 of 35
  • Matthew O'grady

    Financial Operations DirectorCRD 6712419

  • Jeffrey Desich

    Jeffrey Desich

    Executive Vice ChairmanCRD 2771522

  • Richard Desich

    Richard Desich

    Co-Founder & DirectorCRD 2634014

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5430 Lyndon B Johnson Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth