ETC Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
145276
Registered since
March 19, 2008

Firm profile

FINTRX

Overview

ETC Brokerage Services, LLC is organized as a limited liability company and is recorded as having first registered with the SEC in 2008. The firm is listed as owner-type individual and carries an internal classification of "Unclassified." The firm reports that it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm has provided minimal public detail about its advisory activities, client focus, fee structure or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Mustafa Fazel

    Chief Risk and Compliance OfficerCRD 2198857

  • Robert Buckingham

    Robert Buckingham

    ContractorCRD 2317506

  • Fabian Capdevila

    Fabian Capdevila

    Independent ContractorCRD 1689120

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Contacts

3 of 35
  • Matthew O'grady

    Financial Operations DirectorCRD 6712419

  • Jeffrey Desich

    Jeffrey Desich

    Executive Vice ChairmanCRD 2771522

  • Richard Desich

    Richard Desich

    Co-Founder & DirectorCRD 2634014

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5430 Lyndon B Johnson Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth