ETC Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
145276
Registered since
March 19, 2008

Firm profile

FINTRX

Overview

ETC Brokerage Services, LLC is organized as a limited liability company and has been SEC-registered since 2008. Ownership is held by an individual rather than a corporate or institutional parent. The firm’s public profile classifies it as unclassified and does not identify it as a capital allocator or a multi-state registered adviser. It is also not flagged as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Catherine Amacher

    Catherine Amacher

    Chief Executive OfficerCRD 3168184

  • Mustafa Fazel

    Chief Risk and Compliance OfficerCRD 2198857

  • Robert Buckingham

    Robert Buckingham

    ContractorCRD 2317506

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Contacts

3 of 36
  • Jeffrey Creighton

    ManagerCRD 6396552

  • Daniel McGovern

    Daniel McGovern

    Director of ProductCRD 1336666

  • James Bayne

    James Bayne

    DirectorCRD 1359270

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5430 Lyndon B Johnson Fwy
Time zone
CT (UTC-6)
Office locations

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