ETC Brokerage Services, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 145276
- Registered since
- March 19, 2008
- Website
- etcbrokerage.com
Firm profile
FINTRXOverview
ETC Brokerage Services, LLC is organized as a limited liability company and is recorded in FINTRX as having been SEC-registered in 2008. The firm is listed as individually owned and classified as "Unclassified" in the snapshot data. The profile indicates the firm does not function as a capital allocator and is not identified as an active ESG investor. FINTRX does not list the firm's fee structure, advisory activities, or the specific business functions it performs. The snapshot also marks the firm as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Richard Wilz
Chief Strategy OfficerCRD 4624473
Mustafa Fazel
Chief Risk and Compliance OfficerCRD 2198857

Robert Buckingham
ContractorCRD 2317506
Contacts
3 of 35Matthew O'grady
Financial Operations DirectorCRD 6712419
Jeffrey Desich
Executive Vice ChairmanCRD 2771522

Richard Desich
Co-Founder & DirectorCRD 2634014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 5430 Lyndon B Johnson Fwy
- Time zone
- CT (UTC-6)
- Office locations
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