ETC Brokerage Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
145276
Registered since
March 19, 2008

Firm profile

FINTRX

Overview

ETC Brokerage Services, LLC is organized as a limited liability company and is owned by an individual. FINTRX classifies the firm as unclassified. The dataset shows the firm does not act as a capital allocator and is not identified as an active ESG investor, multi-state adviser, newly formed adviser, or pension consultant. FINTRX did not provide details about the firm's client makeup, fee schedule, or specific advisory and operational activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Catherine Amacher

    Catherine Amacher

    Chief Executive OfficerCRD 3168184

  • Mustafa Fazel

    Chief Risk and Compliance OfficerCRD 2198857

  • Robert Buckingham

    Robert Buckingham

    ContractorCRD 2317506

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Contacts

3 of 35
  • Jeffrey Creighton

    ManagerCRD 6396552

  • Daniel McGovern

    Daniel McGovern

    Director of ProductCRD 1336666

  • James Bayne

    James Bayne

    DirectorCRD 1359270

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5430 Lyndon B Johnson Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth