ETC Brokerage Services, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 145276
- Registered since
- March 19, 2008
- Website
- etcbrokerage.com
Firm profile
FINTRXOverview
ETC Brokerage Services, LLC is organized as a limited liability company and is recorded as having first registered with the SEC in 2008. The firm is listed as owner-type individual and carries an internal classification of "Unclassified." The firm reports that it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm has provided minimal public detail about its advisory activities, client focus, fee structure or investment approach.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Mustafa Fazel
Chief Risk and Compliance OfficerCRD 2198857

Robert Buckingham
ContractorCRD 2317506

Fabian Capdevila
Independent ContractorCRD 1689120
Contacts
3 of 35Matthew O'grady
Financial Operations DirectorCRD 6712419
Jeffrey Desich
Executive Vice ChairmanCRD 2771522

Richard Desich
Co-Founder & DirectorCRD 2634014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 5430 Lyndon B Johnson Fwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Preferred Client Group, Inc.
Broker-DealerDallas, TX
BV Securities, LLC
Broker-DealerDallas, TX
Municipal Capital Markets Group, Inc.
Broker-DealerDallas, TX
USP Securities Corporation
Broker-DealerDallas, TX
Midland Securities, Ltd
Broker-DealerDallas, TX
Hilltop Securities Inc.
Broker-DealerDallas, TX