Essex LLC
Firm details
- Headquarters
- Deer Park, Illinois
- CRD number
- 108352
- Registered since
- April 11, 1997
- Website
- www.essexllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.89%
- Individuals11.59%
- Pension & Profit Sharing Plans5.7%
- Charitable Organizations0.83%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Essex LLC is an independent registered investment adviser that has been SEC-registered since 1997. Structured as a limited liability company under individual ownership, the firm serves both wealthy individuals and families as well as institutional clients. Its core advisory work centers on financial planning and portfolio management for individuals and small businesses, delivered under a mix of fee arrangements including percentage of AUM, hourly charges, and fixed fees. Essex’s firm profile includes accounting-related services alongside its investment advisory practice. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds7%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$673M in ETFs
83%
$558M
16%
$115M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $50.6M | 258,299 | 7.51% |
Location
Deer Park, IL
Lake
Location
Deer Park, IL
Headquartered in Deer Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 21805 W Field Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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