ESSEX LLC
Firm details
- Headquarters
- DEER PARK, Illinois
- CRD number
- 108352
- Registered since
- April 11, 1997
- Website
- www.essexllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.89%
- Individuals11.59%
- Pension & Profit Sharing Plans5.7%
- Charitable Organizations0.83%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Essex LLC is an independent registered investment adviser organized as a limited liability company and operating under SEC registration since 1997. The firm is owned by an individual and serves both individual and family clients as well as institutional clients. Its stated advisory work centers on financial planning and portfolio management for individuals and small businesses; the adviser also lists accounting as a business activity. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements, indicating flexibility in billing for planning and non-discretionary services. The firm is not identified as an ESG-focused investor and is not classified as a multi-state or pension consultant adviser in the available filing data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds7%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4ROBERT TUTELA
Chief Compliance Officer, Portfolio Manager & Financial AdvisorCRD 5899727
JAMES HARTWELL
President, Chief Financial OfficerCRD 2400781
BENJAMIN CAIRNS
Chief Operating Officer, Financial AdvisorCRD 6309323
Contacts
3 of 4ARTHUR FREEDMAN
OwnerCRD 4343854
JUSTIN NOLAN
Financial AdvisorCRD 6438981
EDWARD CONNOLLY
Portfolio ManagerCRD 5772144
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$573M in ETFs
81%
$463M
19%
$110M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ACTIVE BOND ETF (JBND) | JP Morgan | Active | Intermediate Core Bond | $36M | 670,321 | 6.29% |
Location
DEER PARK, IL
LAKE
Location
DEER PARK, IL
Headquartered in DEER PARK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 21805 W Field Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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