Essex Investment Management Company, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 109962
- Registered since
- March 20, 1998
- Website
- www.essexinvest.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., FNZ TRUST COMPANY, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- State / Municipal Government31.83%
- HNWI18.3%
- Investment Companies17.26%
- Charitable Organizations11.1%
- Individuals11%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Essex Investment Management Company, LLC is an SEC-registered institutional RIA that has been operating since 1998. The firm advises both individuals and institutions and acts as a capital allocator, delivering portfolio management across individual/small business accounts, investment companies, pooled vehicles, and other institutional clients. Its fee model is percentage-of-AUM, and the firm identifies as an active ESG investor. Ownership is listed as a domestic entity/individual and the adviser is not newly formed, not a pension consultant, and does not operate as a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents4%
- US Government Bonds3%
Owners & executives
3 of 3
Michael Mccarthy
Chief Operating Officer & Chief Compliance OfficerCRD 6134044
Nancy Prial
Co-CEO, Portfolio ManagerCRD 2473105
Robert Uek
Co-CEO, Portfolio ManagerCRD 2887858
Contacts
3 of 3
Joseph Mcnay
ChairmanCRD 4042143
Saralyn Sacks
Senior Vice President, Portfolio ManagerCRD 2452377
Annemarie Mcmichael
Senior Vice President, Research AnalystCRD 7706059
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$6.7M in ETFs
100%
$6.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 GROWTH ETF (IWO) | BlackRock | Passive | Small Growth | $2.8M | 7,212 | 42.48% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 125 High St
- Time zone
- ET (UTC-5)
- Office locations
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