ESM Management LLC

RIASEC RegisteredEst. 2009
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$279M
Accounts
5
Employees
4
Advisory reps
4

Firm details

Headquarters
,
CRD number
150142
Registered since
August 12, 2009
Custodians
THE BANK OF NEW YORK MELLON, U.S. BANK, N.A.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies92.35%
  • Other4.15%
  • Other Investment Advisers3.47%
  • Pooled Investment Vehicles0.02%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

ESM Management LLC is an SEC-registered investment adviser formed in 2009 and organized as a limited liability company. The firm is classified as a hedge fund adviser serving institutional clients and charges both a percentage-of-AUM fee and performance-based fees, a fee structure typical for managers running opportunistic or absolute-return strategies. Its advisory activities include portfolio management for investment companies, pooled investment vehicles and businesses or institutions, plus the selection of other advisers — indicating the firm not only manages assets directly but also allocates to or oversees external managers. Public filings show a clear tilt toward credit-focused strategies: the firm’s asset mix and stated preferences point to a fixed-income orientation with material allocations to non-investment-grade corporate bonds and structured credit. ESM Management LLC does not present itself as an active ESG investor and it operates with a single-owner structure (individual owner type). An industry affiliation with a law firm is listed, which may reflect support for fund structuring, compliance, or transaction work.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 50%, Other 48%, Cash & Cash Equivalents 2%50%
  • Non-Investment Grade Corp Bonds50%
  • Other48%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Christopher Zuech

    Christopher Zuech

    Chief Compliance OfficerCRD 1706362

Contacts

3 of 3
  • David Jelinek

    David Jelinek

    PrincipalCRD 4804846

  • Eric Meyer

    Eric Meyer

    Founder & Co-Portfolio ManagerCRD 2662997

  • William Van De Water

    Managing DirectorCRD 5711486

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth