ESM Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 150142
- Registered since
- August 12, 2009
- Website
- www.esminvestors.com
- Custodians
- THE BANK OF NEW YORK MELLON, U.S. BANK, N.A.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies92.35%
- Other4.15%
- Other Investment Advisers3.47%
- Pooled Investment Vehicles0.02%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
ESM Management LLC is an SEC-registered investment adviser formed in 2009 and organized as a limited liability company. The firm is classified as a hedge fund adviser serving institutional clients and charges both a percentage-of-AUM fee and performance-based fees, a fee structure typical for managers running opportunistic or absolute-return strategies. Its advisory activities include portfolio management for investment companies, pooled investment vehicles and businesses or institutions, plus the selection of other advisers — indicating the firm not only manages assets directly but also allocates to or oversees external managers. Public filings show a clear tilt toward credit-focused strategies: the firm’s asset mix and stated preferences point to a fixed-income orientation with material allocations to non-investment-grade corporate bonds and structured credit. ESM Management LLC does not present itself as an active ESG investor and it operates with a single-owner structure (individual owner type). An industry affiliation with a law firm is listed, which may reflect support for fund structuring, compliance, or transaction work.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds50%
- Other48%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Christopher Zuech
Chief Compliance OfficerCRD 1706362
Contacts
3 of 3
David Jelinek
PrincipalCRD 4804846
Eric Meyer
Founder & Co-Portfolio ManagerCRD 2662997
William Van De Water
Managing DirectorCRD 5711486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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