Ernst & Co Wealth Management, LLC

Overview

Ernst & Co Wealth Management, LLC is a small independent registered investment adviser serving individual and family clients. The firm focuses on financial planning, portfolio management for individuals and small businesses, and selecting outside advisers when clients need capabilities beyond the firm’s in-house offerings. Its fee model is flexible, combining a percentage-of-AUM component with hourly charges and the option for performance-based fees. The firm reports a clear equity preference and uses custody at Charles Schwab & Co., Inc., which supports broad access to exchange-traded products and mutual funds. Ernst & Co operates as a non-discretionary adviser: its $11.0M in reported assets are classified as non-discretionary, which indicates clients retain trading authority and the firm typically provides advice and portfolio guidance rather than executing independent discretionary mandates. That structure shapes how the firm implements strategies, leans toward transparent, tradable instruments, and maintains closer client involvement in trade decisions.

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Public Holdings

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Location & Offices