Ernst Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Sioux Falls, South Dakota
CRD number
148904
Registered since
November 2, 2009

Firm profile

FINTRX

Overview

Ernst Capital Securities, LLC is recorded as a limited liability company that registered with the SEC in 2009. FINTRX lists the firm as domestically owned (individual/domestic entity) and classifies it as "unclassified" in its snapshot. The record contains few public disclosures about the firm’s advisory activities, client segments, or fee structure. The FINTRX profile also flags several firm attributes as negative: it is not identified as a capital allocator, it does not self-report as an active ESG investor, and it is not registered as a multi-state adviser. Those designations suggest a narrow public footprint in FINTRX’s dataset rather than a detailed operating profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Emily Claar

    Emily Claar

    Senior AssociateCRD 6055207

  • Christopher Daugaard

    Christopher Daugaard

    PartnerCRD 6301526

  • Nicholas Gates

    Nicholas Gates

    PartnerCRD 6187910

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sioux Falls, SD

Minnehaha

Location

Sioux Falls, SD

Headquartered in Sioux Falls, SD, in the Midwest of the United States.

Region
Midwest
County
Minnehaha
Address
101 S Reid St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth