Ernst Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Sioux Falls, South Dakota
CRD number
148904
Registered since
November 2, 2009

Firm profile

FINTRX

Overview

Ernst Capital Securities, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 2009. Public filings classify the firm as “Unclassified” and indicate its ownership structure as a domestic entity with an individual owner. Available filings supply only a narrow set of attributes: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The company has not provided descriptive material about its advisory activities, client types, fee arrangements, or other business lines in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Karla Jackson

    Karla Jackson

    Vice PresidentCRD 4744212

  • Todd Ernst

    Todd Ernst

    PresidentCRD 5626228

  • Emily Claar

    Emily Claar

    Senior AssociateCRD 6055207

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Sioux Falls, SD

Minnehaha

Location

Sioux Falls, SD

Headquartered in Sioux Falls, SD, in the Midwest of the United States.

Region
Midwest
County
Minnehaha
Address
101 S Reid St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth