ERNST CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
SIOUX FALLS, South Dakota
CRD number
148904
Registered since
November 2, 2009

Firm profile

FINTRX

Overview

Ernst Capital Securities, LLC is organized as a limited liability company and is SEC-registered since 2009. FINTRX classifies the firm as unclassified and identifies the owner type as a domestic entity and individual. The profile indicates the firm does not act as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. Other business and advisory activities are not detailed in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • EMILY CLAAR

    Senior AssociateCRD 6055207

  • CHRISTOPHER DAUGAARD

    PartnerCRD 6301526

  • NICHOLAS GATES

    PartnerCRD 6187910

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SIOUX FALLS, SD

MINNEHAHA

Location

SIOUX FALLS, SD

Headquartered in SIOUX FALLS, SD, in the Midwest of the United States.

Region
Midwest
County
MINNEHAHA
Address
101 S Reid St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth