Empower Financial Advisors, LLC

RIASEC Registered
Total AUM
$2.6M
Discretionary
$2.6M
100% of AUM
Avg account
$517K
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
334722
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI51.47%
  • Individuals48.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Empower Financial Advisors, LLC is a small, owner-operated wealth advisory firm that provides financial planning and discretionary portfolio management primarily for individuals and small businesses. The firm operates as a limited liability company and charges clients using a combination of percentage-of-assets and fixed fees. Investment activity centers on pooled public funds—mainly mutual funds—for core portfolio exposures, supplemented by targeted allocations to commodity and energy-related strategies. Empower does not position itself as an active ESG investor and is not structured as a multi-state advisor, suggesting a focused, local client footprint and conservative practice scope. The firm's investment preferences favor off-the-shelf public funds to build diversified equity and fixed income exposure rather than concentrated single-stock portfolios. Where the firm steps outside mutual funds, it directs capital to commodity and oil & gas strategies through third-party managers to provide sector or inflation-hedging exposure rather than pursuing direct holdings or complex private placements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 10%, Cash & Cash Equivalents 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Brent Cox

    Brent Cox

    CEO, Investment AdvisorCRD 8032681

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth