Empire Financial Management Company, LLC

Overview

Empire Financial Management Company, LLC is an independent registered investment adviser that registered with the SEC in 2015. The firm serves individual, family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, manager selection, and the publication of periodic investment commentary. Its fee schedule combines AUM-based fees with commission arrangements, and it acts as a capital allocator—both selecting outside managers and sponsoring pooled vehicles. Empire does not present itself as an active ESG investor. Empire participates in industry distribution and operational roles beyond advisory work: it lists affiliations as a broker-dealer, other investment adviser and insurance company, and it serves as sponsor/GP/managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives