Empire Financial Management Company, LLC
Firm details
- Headquarters
- Holmdel, New Jersey
- CRD number
- 146097
- Registered since
- November 19, 2015
- Website
- www.empiream.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Commissions
- Client types
- HNWI91.93%
- Individuals4.39%
- Other Investment Advisers3.68%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Empire Financial Management Company, LLC is an independent registered investment adviser that registered with the SEC in 2015. The firm serves individual, family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, manager selection, and the publication of periodic investment commentary. Its fee schedule combines AUM-based fees with commission arrangements, and it acts as a capital allocator—both selecting outside managers and sponsoring pooled vehicles. Empire does not present itself as an active ESG investor. Empire participates in industry distribution and operational roles beyond advisory work: it lists affiliations as a broker-dealer, other investment adviser and insurance company, and it serves as sponsor/GP/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Non-Exchange Traded Equities15%
- Cash & Cash Equivalents10%
- Public Funds/Mutual Funds5%
Owners & executives
2 of 2
Gregg Zeoli
CEOCRD 2620340

Lauren Banjany
Chief Operating OfficerCRD 4899767
Contacts
3 of 8
Anthony Manory
Portfolio StrategistCRD 2091325
Eugene Singer
Financial AdvisorCRD 1540416
Carl Basile
Investment Advisory RepresentativeCRD 2353319
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$103M in ETFs
43%
$44.4M
55%
$58.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETF (DSTL) | Active | Large Value | $15.5M | 258,652 | 15.00% |
Location
Holmdel, NJ
Monmouth
Location
Holmdel, NJ
Headquartered in Holmdel, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Monmouth
- Address
- 101 Crawfords Corner Rd
- Time zone
- ET (UTC-5)
- Office locations
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