Empire Financial Management Company, LLC

Overview

Empire Financial Management Company, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2015. The firm serves individuals, families and institutional clients and blends fee‑based portfolio management and financial planning with commissionable products. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and publication of periodicals or newsletters. Empire also maintains broker‑dealer and insurance company affiliations and acts as sponsor/GP or managing member for pooled investment vehicles. The firm is not an active ESG investor and is not designated as a multi‑state adviser on its public filing. Its compensation model uses both a percentage of assets under management and commission arrangements, and it reports both discretionary and non‑discretionary client relationships.

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