Emmanuel Capital Management, LLC

RIASEC Registered
Total AUM
$26.3M
Discretionary
$23.8M
90% of AUM
Avg account
$271K
Accounts
97
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
139985
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Emmanuel Capital Management, LLC is a small, independent registered investment adviser that serves individual and family clients. The firm emphasizes equity exposure and manages portfolios primarily on a discretionary basis, alongside financial planning and pension consulting for both individuals/small businesses and institutional clients. Its fee arrangements are flexible, including a percentage of assets under management plus options for hourly and fixed-fee engagements. Investment activity shows a clear tilt toward exchange-traded equities as the primary vehicle for implementing client strategies. The adviser is not positioned as an ESG-focused manager and operates without multi-state adviser registration. As an owner-run RIA, Emmanuel Capital Management appears to deliver hands-on portfolio management and planning services to a concentrated client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 10%60%
  • Exchange Traded Equities60%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Thomas Franks

    Thomas Franks

    Founder and PresidentCRD 1228623

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth