EM Financial Services, LLC

RIAState Registered
Total AUM
$1.4M
Discretionary
$31.8K
2% of AUM
Avg account
$172K
Accounts
8
Employees
1
Advisory reps
2

Firm details

Headquarters
Miami, Florida
CRD number
337368
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

EM Financial Services, LLC is an independent registered investment adviser organized as an LLC and owned by an individual, operating out of Florida. The firm targets individual and family clients and bills across multiple structures — percentage of AUM, hourly, fixed fees and other arrangements — reflecting a hybrid advisory model. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. The firm identifies itself as a capital allocator and maintains an industry affiliation with an insurance company. It is not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 79%, Exchange Traded Equities 19%, Other 2%79%
  • Cash & Cash Equivalents79%
  • Exchange Traded Equities19%
  • Other2%

Owners & executives

1 of 1
  • Paul Walkington

    Paul Walkington

    Chief Compliance Officer, Investment Advisor RepresentativeCRD 2864065

Contacts

1 of 1
  • Edgardo Mini-espejo

    Edgardo Mini-espejo

    PresidentCRD 4617707

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
13500 Sw 88th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth