ELM Wealth
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 167225
- Registered since
- May 14, 2013
- Website
- elmwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.25%
- Investment Companies16.63%
- Pooled Investment Vehicles12.68%
- Individuals2.38%
- Charitable Organizations0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
ELM Wealth is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (initial registration year 2013) and serves both individual and family clients as well as institutional accounts. Its advisory services include financial planning and portfolio management across individual/small business clients, investment companies and pooled investment vehicles. Fee arrangements include both percentage-of-assets and fixed-fee structures. The firm reports it is not primarily focused on ESG investing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities5%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
James White
CEOCRD 4875996
Victor Haghani
Founder & CIOCRD 1356309
Contacts
3 of 5
Michael Fothergill
Portfolio ManagerCRD 6829411
Brandon Labbe
ControllerCRD 7890414
Jerry Bell
PartnerCRD 6090415
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 109Active vs passive
$3.4B in ETFs
80%
$2.7B
<1%
$666M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $564M | 1,524,998 | 16.79% |
Location
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 50 S 16th St
- Time zone
- ET (UTC-5)
- Office locations
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