ELLIS INVESTMENT PARTNERS, LLC

RIASEC RegisteredEst. 2012
Total AUM
$987M
Discretionary
$927M
94% of AUM
Avg account
$1.2M
Accounts
792
Employees
23
Advisory reps
18

Firm details

Headquarters
BERWYN, Pennsylvania
CRD number
157669
Registered since
January 6, 2012
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.4%
  • Individuals18.38%
  • Pension & Profit Sharing Plans5.16%
  • Corporations / Businesses1.87%
  • Other1.31%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ellis Investment Partners, LLC is an independent, SEC‑registered wealth advisory firm formed in 2012 and organized as an LLC. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that blends discretionary portfolio management with financial planning and manager selection. Primary advisory services listed include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and selection of third‑party advisers. Fee arrangements include percentage‑of‑AUM billing alongside hourly and fixed‑fee options. The firm was recognized by FA Magazine in 2020 as a Top RIA Firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 20%, Cash & Cash Equivalents 8%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents8%

Owners & executives

2 of 2
  • ANDREW SCHAFFER

    Financial Planning CoordinatorCRD 6213821

  • Nicholas Sun

    Chief Compliance OfficerCRD 6908936

Contacts

3 of 16
  • DAVID SUN

    Founder and PresidentCRD 1849131

  • JENNIFER GARRETT

    Senior Portfolio ManagerCRD 1628496

  • ROSS MULDOON

    Financial PlanningCRD 5243220

Unlock 13 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 172

Active vs passive

$420M in ETFs

Passive

88%

$371M

Active

10%

$48.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$29M66,4196.91%

Location

Primary office

BERWYN, PA

CHESTER

Location

BERWYN, PA

Headquartered in BERWYN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
CHESTER
Address
920 Cassatt Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth