ELLIS FINANCIAL PLANNING
Firm details
- Headquarters
- CLARKSVILLE, Tennessee
- CRD number
- 333092
- Registered since
- September 30, 2024
- Website
- retireconfident.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.16%
- Individuals47.71%
- Corporations / Businesses0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ellis Financial Planning is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2024. The firm is owner-operated and describes itself as a capital allocator serving both individual and family clients as well as institutional relationships. Its advisory services center on financial planning and portfolio management across individual, small-business and institutional accounts, along with selection of other advisers and pension consulting support. Fee arrangements include percentage-of-assets, hourly engagements and fixed fees. Ellis does not identify as an active ESG investor and reports multi-state activity as limited.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities19%
- Other6%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1SONIA GOFORTH
Chief Compliance OfficerCRD 2544170
Contacts
3 of 4ERIC ELLIS
Financial AdvisorCRD 5314879
Kathy Ellis
PresidentCRD 2537108
James Alfonso
Associate, Financial AdvisorCRD 5985662
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$132M in ETFs
69%
$91.3M
23%
$40.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PGIM ULTRA SHORT BOND ETF (PULS) | PGIM | Active | Ultrashort Bond | $13.9M | 280,457 | 10.50% |
Location
CLARKSVILLE, TN
MONTGOMERY
Location
CLARKSVILLE, TN
Headquartered in CLARKSVILLE, TN, in the South of the United States.
- Region
- South
- County
- MONTGOMERY
- Address
- 2681 Townsend Ct
- Time zone
- CT (UTC-6)
- Office locations
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