Elliot Investment Management, LLC
RIASEC Registered
Total AUM
$45.7M
Discretionary
$45.7M
100% of AUM
Avg account
$862K
Accounts
53
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 128261
- Website
- www.elliottmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.19%
- Individuals9.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Elliot Investment Management, LLC is a small, privately owned limited liability company that provides portfolio management for individuals, families and small businesses. The firm charges a percentage-of-assets fee and reports an owner-managed structure. It does not identify as an ESG-focused manager, is not structured as a multi-state adviser or pension consultant, and does not act as a third‑party capital allocator; its activity centers on discretionary wealth management for private clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Cash & Cash Equivalents12%
- US Government Bonds6%
- Investment Grade Corp Bonds5%
- Non-Investment Grade Corp Bonds3%
Contacts
1 of 1Steven Rokeach
Managing DirectorCRD 4700033
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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