Ellevest
Firm details
- Headquarters
- New York, New York
- CRD number
- 175476
- Registered since
- September 28, 2015
- Website
- www.ellevest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI89%
- Individuals8.26%
- Charitable Organizations1.96%
- Corporations / Businesses0.62%
- Pension & Profit Sharing Plans0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ellevest operates as an independent, SEC-registered registered investment adviser (since 2015) structured as a corporation and owned domestically. The firm focuses on individual and family clients and combines financial planning with discretionary portfolio management for individuals, small businesses and institutional/business clients. Educational seminars and workshops are part of its client engagement model. Fee arrangements include asset-based fees as well as fixed and other fee structures. ESG considerations are active in the investment process. Ellevest is not positioned primarily as a capital allocator; instead it integrates third-party funds and traditional investments into client portfolios to implement its asset allocation decisions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds9%
- Private Funds8%
- State & Local Bonds6%
- Cash & Cash Equivalents3%
Owners & executives
3 of 4
Sallie Krawcheck
CEO and Co-FounderCRD 2269652
Kerry O'brien
Founder & Chief Compliance OfficerCRD 5577494
Sylvia Kwan
Chief Investment OfficerCRD 2805281
Contacts
3 of 12
Alondra Garcia
Portfolio ManagerCRD 6009505
Veronica Taylor
Senior Financial PlannerCRD 7532377
Ankur Patel
VP of InvestmentsCRD 5775950
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 85Active vs passive
$455M in ETFs
97%
$443M
2%
$12.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $75.1M | 234,031 | 16.51% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 228 Park Ave S
- Time zone
- ET (UTC-5)
- Office locations
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