Efficient Market Investments, LLC

RIAState Registered
Total AUM
$17.2M
Discretionary
$17.2M
100% of AUM
Avg account
$118K
Accounts
146
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
156466
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.64%
  • Individuals10.36%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Efficient Market Investments, LLC is an independent, owner-operated RIA structured as an LLC that focuses on financial planning and portfolio management for individual and family clients, including small-business owners. The firm also lists accounting among its business activities, which suggests integration of tax or bookkeeping expertise with its advisory services. Its compensation models include a percentage of assets under management alongside hourly and fixed-fee engagements, allowing for both ongoing advisory relationships and project-based work. The adviser is not positioned as a capital allocator or multi-state adviser, and it does not identify as an ESG-active manager or pension consultant. Its operating profile points to a small, client-centric practice that blends planning and discretionary management rather than institutional or large-scale fund operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Cash & Cash Equivalents 15%, Exchange Traded Equities 5%80%
  • Public Funds/Mutual Funds80%
  • Cash & Cash Equivalents15%
  • Exchange Traded Equities5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth