Efficient Market Investments, LLC

RIASEC Registered
Total AUM
$17.2M
Discretionary
$17.2M
100% of AUM
Avg account
$118K
Accounts
146
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
156466
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.64%
  • Individuals10.36%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Efficient Market Investments, LLC is an independent, individually owned registered investment adviser organized as an LLC that provides fee-based planning and portfolio management to individuals, families and small-business clients. The firm combines traditional advisory work with accounting services, billing clients through a mix of AUM-based fees, hourly fees, and fixed fees. Advisory activity centers on financial planning and discretionary portfolio management for individual and small-business clients. The firm does not position itself as an ESG investor and is not described as a multi-state or institutional capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Cash & Cash Equivalents 15%, Exchange Traded Equities 5%80%
  • Public Funds/Mutual Funds80%
  • Cash & Cash Equivalents15%
  • Exchange Traded Equities5%

Contacts

1 of 1
  • Anghel Stoian

    Tax PreparerCRD 5737720

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth