East West Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
146871
Registered since
May 29, 2008

Firm profile

FINTRX

Overview

East West Markets, LLC is organized as a limited liability company and is classified in the data as an investment bank. The record identifies the owner type as a combination of a domestic entity and an individual. The firm is not listed as a capital allocator and is not flagged as an active ESG investor, pension consultant, related adviser, or multistate adviser. Several fields that would normally describe business and advisory activities, client base, and fee structure are not populated in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hale Halasy

    Hale Halasy

    Chief Compliance OfficerCRD 1837514

Contacts

3 of 18
  • Matthew Tallo

    Matthew Tallo

    SVPCRD 1848883

  • Jimmy Mao

    Jimmy Mao

    Senior Vice PresidentCRD 2844467

  • Karen Ngai

    Karen Ngai

    Managing DirectorCRD 2879483

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth