EAST ROCK CAPITAL, LLC

RIASEC RegisteredEst. 2012
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$280M
Accounts
17
Employees
38
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157433
Registered since
February 27, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.21%
  • HNWI0.79%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

East Rock Capital, LLC operates as a multi-strategy investment manager and capital allocator with a clear tilt toward pooled investment vehicles and alternative strategies. The firm structures and manages pooled funds—primarily hedge funds and private equity vehicles—while also selecting and allocating to third‑party alternative managers. Its business model combines discretionary portfolio management for high‑net‑worth individuals and families as well as institutional clients with sponsor/GP responsibilities for pooled vehicles. The fee schedule includes both an asset‑based charge and performance‑linked fees, reflecting a manager‑of‑managers and active manager approach rather than a pure advisory or index-driven mandate. The firm is not positioned as an ESG‑driven investor. East Rock Capital’s activity profile and legal setup—registered in 2012 as a limited liability company—align it with hedge fund and private equity operational practices: performance fees, fund administration, and the use of bespoke pooled structures. It also lists commodity pool operator/commodity trading advisor (CPO/CTA) activity, indicating the capacity to run or advise futures‑based or commodity strategies alongside traditional alternative vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

2 of 2
  • SHAUN GETCHELL

    Partner and Chief Operating OfficerCRD 7077198

  • BRYAN MOLINET

    Chief Financial OfficerCRD 7077223

Contacts

1 of 1
  • ADAM SHAPIRO

    Managing PartnerCRD 4574672

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth