East Face LLC
Firm details
- Headquarters
- ,
- CRD number
- 337305
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.3%
- Individuals5.57%
- Charitable Organizations5.12%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
East Face LLC is a small, single-owner registered investment adviser organized as a limited liability company that focuses on financial planning and portfolio management for individuals and small businesses. The firm operates primarily on a discretionary basis, with its fee arrangements including percentage-of-AUM billing alongside hourly and fixed-fee engagements. Its filing indicates a clear tilt toward publicly traded equities as the preferred allocation, and the firm does not identify itself as an active ESG investor or a multi-state adviser. Advisory activity is concentrated on standard wealth-management services—financial planning and discretionary portfolio oversight—rather than institutional pension consulting or capital allocation at scale. The firm reports no separate related adviser relationships and is not positioned as a family office in the filing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Cash & Cash Equivalents27%
- Non-Exchange Traded Equities5%
- Public Funds/Mutual Funds3%
- US Government Bonds2%
Contacts
1 of 1
Peter Obermeyer
Owner, Portfolio ManagerCRD 8125630
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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