DYNAMIC WEALTH ADVISORS

RIASEC RegisteredEst. 2022
Total AUM
$140M
Discretionary
$140M
100% of AUM
Avg account
$169K
Accounts
829
Employees
4
Advisory reps
4

Firm details

Headquarters
SURPRISE, Arizona
CRD number
169792
Registered since
December 2, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.15%
  • Individuals45.85%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Dynamic Wealth Advisors is an independent, SEC-registered registered investment adviser organized as a corporation and owned privately. The firm registered with the SEC in 2022 and serves individual and family clients. Its advisory mix centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not positioned as a capital allocator and is not classified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 11%, Cash & Cash Equivalents 5%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • ADAM CARLINI

    President and Chief Investment OfficerCRD 1857827

Contacts

3 of 3
  • GARY LUNA

    Wealth Management AdvisorCRD 5006571

  • GRANT HADDEN

    Financial AdvisorCRD 6034466

  • JOHN SPERRY

    AdvisorCRD 5687413

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SURPRISE, AZ

MARICOPA

Location

SURPRISE, AZ

Headquartered in SURPRISE, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
14749 W Mountain View Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth