DWS Investments Hong Kong Limited
Firm details
- Headquarters
- Hong Kong,
- CRD number
- 139666
- Registered since
- March 8, 2006
- Website
- www.dws.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles91.7%
- Insurance Companies8.3%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
DWS Investments Hong Kong Limited is a corporation operating as an institutional registered investment adviser focused on serving institutional clients. The firm has been SEC-registered since 2006 and is owned by a mix of foreign entities and individuals. Its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutions. Fee arrangements include a percentage-of-assets component alongside performance-based fees. The firm identifies as an active ESG investor. Regulatory and business activities extend beyond pure advisory work: the organization reports affiliations or registrations across broker-dealer activity, other investment-adviser roles, registered security-based swap dealing, commodity pool/operator or CTA activity, futures commission merchant functions, banking or thrift institution links, trust company activity, and sponsor or general partner roles for pooled investment vehicles and limited partnerships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Sovereign Bonds48%
- Other41%
- Investment Grade Corp Bonds11%
Owners & executives
3 of 3
Simon Murfin
Director & Chief Operating OfficerCRD 6994449
Chun Mui Wong
Chief Compliance OfficerCRD 7199432

Wendy Lok
Chief Administrative OfficerCRD 4130327
Contacts
3 of 4Lorraine Lay Hoon Toh
DirectorCRD 7829281

Elke Schoeppl-jost
Investment HeadCRD 6448938
Susanna Wong
DirectorCRD 6866072
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hong Kong, null
Location
Hong Kong, null
Headquartered in Hong Kong, null.
- Address
- 60f International Commerce Ctr
- Office locations
Similar firms
White Oak Global Advisors, LLC
RIASan Francisco, CA
Duration Capital Partners LLC
RIANew York, NY
Serent Capital Management Company, L.L.C.
RIASan Francisco, CA
Genter Capital Management
RIALos Angeles, CA
Baypine Holdings LP
RIABoston, MA
Corient Ia LP
RIAMiami, FL