DWS Investments Hong Kong Limited

RIASEC Registered
Total AUM
$5.1B
Discretionary
$5.1B
100% of AUM
Avg account
$510M
Accounts
10
Employees
62
Advisory reps
7

Firm details

Headquarters
Hong Kong,
CRD number
139666
Registered since
March 8, 2006
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles91.7%
  • Insurance Companies8.3%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DWS Investments Hong Kong Limited is an institutional registered investment adviser that focuses on managing pooled investment vehicles and institutional portfolios. The firm is SEC-registered (initial registration year: 2006) and serves predominantly institutional clients out of a single Hong Kong office. Its fee model combines a percentage-of-AUM component with performance-based fees, consistent with its work with pooled funds and external alternative managers. The firm identifies as an active ESG investor. Beyond advisory duties, the firm occupies a range of industry roles: broker-dealer relationships, banking and trust connections, futures-related registrations, and functions as sponsor or general partner/manager of pooled investment vehicles are all part of its footprint. The enterprise is organized as a corporation and is owned by a mix of foreign entity and individual interests.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Sovereign Bonds 48%, Other 41%, Investment Grade Corp Bonds 11%48%
  • Sovereign Bonds48%
  • Other41%
  • Investment Grade Corp Bonds11%

Owners & executives

3 of 3
  • Simon Murfin

    Simon Murfin

    Director & Chief Operating OfficerCRD 6994449

  • Chun Mui Wong

    Chief Compliance OfficerCRD 7199432

  • Wendy Lok

    Wendy Lok

    Chief Administrative OfficerCRD 4130327

Contacts

3 of 4
  • Elke Schoeppl-jost

    Elke Schoeppl-jost

    Investment HeadCRD 6448938

  • Susanna Wong

    DirectorCRD 6866072

  • Vanessa Wang

    Senior Managing DirectorCRD 7262538

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
60f International Commerce Ctr
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth