DWS Investments Hong Kong Limited

RIASEC RegisteredEst. 2006
Total AUM
$5.1B
Discretionary
$5.1B
100% of AUM
Avg account
$510M
Accounts
10
Employees
62
Advisory reps
7

Firm details

Headquarters
Hong Kong,
CRD number
139666
Registered since
March 8, 2006
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles91.7%
  • Insurance Companies8.3%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DWS Investments Hong Kong Limited is a corporation operating as an institutional registered investment adviser focused on serving institutional clients. The firm has been SEC-registered since 2006 and is owned by a mix of foreign entities and individuals. Its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutions. Fee arrangements include a percentage-of-assets component alongside performance-based fees. The firm identifies as an active ESG investor. Regulatory and business activities extend beyond pure advisory work: the organization reports affiliations or registrations across broker-dealer activity, other investment-adviser roles, registered security-based swap dealing, commodity pool/operator or CTA activity, futures commission merchant functions, banking or thrift institution links, trust company activity, and sponsor or general partner roles for pooled investment vehicles and limited partnerships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Sovereign Bonds 48%, Other 41%, Investment Grade Corp Bonds 11%48%
  • Sovereign Bonds48%
  • Other41%
  • Investment Grade Corp Bonds11%

Owners & executives

3 of 3
  • Simon Murfin

    Simon Murfin

    Director & Chief Operating OfficerCRD 6994449

  • Chun Mui Wong

    Chief Compliance OfficerCRD 7199432

  • Wendy Lok

    Wendy Lok

    Chief Administrative OfficerCRD 4130327

Contacts

3 of 4
  • Lorraine Lay Hoon Toh

    DirectorCRD 7829281

  • Elke Schoeppl-jost

    Elke Schoeppl-jost

    Investment HeadCRD 6448938

  • Susanna Wong

    DirectorCRD 6866072

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
60f International Commerce Ctr
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth