Dudley Capital Management LLC

RIASEC RegisteredEst. 2016
Total AUM
$292M
Discretionary
$292M
100% of AUM
Avg account
$817K
Accounts
357
Employees
3
Advisory reps
2

Firm details

Headquarters
Middleburg, Virginia
CRD number
282958
Registered since
July 25, 2016
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.37%
  • Individuals4.17%
  • Corporations / Businesses3.06%
  • Charitable Organizations3%
  • Pension & Profit Sharing Plans1.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Dudley Capital Management LLC is an independent registered investment adviser formed in 2016 and organized as an LLC. The firm serves both individual and family clients as well as institutional investors, and it offers financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Dudley is not positioned as an ESG-focused manager, does not operate as a multi-state adviser, and does not describe itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 13%, US Government Bonds 5%, Cash & Cash Equivalents 4%, Private Funds 2%, State & Local Bonds 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds13%
  • US Government Bonds5%
  • Cash & Cash Equivalents4%
  • Private Funds2%

Contacts

2 of 2
  • Philip Dudley

    Philip Dudley

    Board MemberCRD 4392990

  • Thomas Dudley

    Client Relationship ManagerCRD 72621

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$25.5M in ETFs

Passive

58%

$14.8M

Active

33%

$10.7M

ETFProviderStyleCategoryValueShares% of portfolio
BLUEROCK PRIVATE REAL ESTATE FUND (BPRE)$1.9M143,3817.31%

Location

Primary office

Middleburg, VA

Loudoun

Location

Middleburg, VA

Headquartered in Middleburg, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Loudoun
Address
115 The Plains Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth