DSF ADVISORS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$134M
Accounts
8
Employees
21
Advisory reps
4

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
283411
Registered since
June 17, 2016
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

DSF Advisors, LLC is an SEC-registered investment adviser organized as an LLC and working primarily with institutional clients. The firm’s stated focus is portfolio management for pooled investment vehicles; it also serves as sponsor, general partner and managing member of those vehicles, indicating a hands-on role in running private funds. DSF uses a fee mix that includes both a percentage-of-AUM charge and performance-based fees, consistent with a manager-of-funds business model. The firm was registered in 2016 and is owned by an individual. It does not identify as an active ESG investor and is not listed as a multi-state or related adviser.

Assets & Accounts

Investments & Alternatives

Private Funds

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ARTHUR SOLOMON

    Chairman & CEOCRD 1497478

  • THOMAS MAZZA

    COOCRD 1513131

Contacts

2 of 2
  • JOSHUA SOLOMON

    President, Co-FounderCRD 1543655

  • ERIC SMITH

    Financial Advisor and Registered RepresentativeCRD 5588560

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
341 Newbury St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth