DSA Asset Management, LLC

RIASEC Registered
Total AUM
$7M
Discretionary
$7M
100% of AUM
Avg account
$219K
Accounts
32
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
284185
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, TD AMERITRADE, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.71%
  • Individuals14.29%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dsa Asset Management, LLC is an independent registered investment advisor that focuses on providing financial planning and portfolio management services to individuals and families. The firm operates as a limited liability company and is owned by an individual. With a client base primarily consisting of individuals and small businesses, Dsa Asset Management employs a fee structure that includes a percentage of assets under management, hourly charges, and fixed fees. The firm does not actively engage in ESG investing and is not classified as a multi-state advisor or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Investment Grade Corp Bonds 30%, Cash & Cash Equivalents 10%60%
  • Exchange Traded Equities60%
  • Investment Grade Corp Bonds30%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Paul Drake-stockard

    OwnerCRD 6416919

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth