Draxis Asset Management, LLC

RIASEC Registered
Total AUM
$64.7M
Discretionary
$64.7M
100% of AUM
Avg account
$3.4M
Accounts
19
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
313401
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • Corporations / Businesses47.38%
  • HNWI46.05%
  • Pooled Investment Vehicles6.57%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Draxis Asset Management, LLC is a small, privately held investment adviser organized as an LLC that runs discretionary portfolios for individuals, small businesses and pooled investment vehicles. The firm charges a mix of percentage-of-AUM, hourly and performance-based fees, which is consistent with managers that run concentrated, active strategies and pooled structures where incentive fees are applied. Draxis is not an ESG-focused manager and does not present itself as a multi-state or pension consultant adviser. Investment activity centers on active portfolio management with a substantial allocation to derivative instruments. That emphasis suggests the firm pursues tactical exposure, hedging and potentially leveraged or volatility-oriented strategies across both separate accounts and pooled vehicles. The use of performance-based fees and pooled vehicles also indicates the firm can operate strategies similar to hedge-fund style mandates alongside traditional advisory accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Derivatives 59%, Sovereign Bonds 17%, Investment Grade Corp Bonds 13%, US Government Bonds 8%, Exchange Traded Equities 2%, Non-Investment Grade Corp Bonds 1%59%
  • Derivatives59%
  • Sovereign Bonds17%
  • Investment Grade Corp Bonds13%
  • US Government Bonds8%
  • Exchange Traded Equities2%

Owners & executives

1 of 1
  • Rodney Rincon

    Rodney Rincon

    Managing Member And Chief Compliance OfficerCRD 6719412

Contacts

1 of 1
  • Anthony Boule

    Junior AnalystCRD 8249516

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth