DPH Financial

RIASEC Registered
Total AUM
$2.8M
Discretionary
$2.8M
100% of AUM
Avg account
$92.3K
Accounts
30
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
174893
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

DPH Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves primarily individuals and families and offers financial planning and portfolio management for individuals and small businesses. Its fee arrangements are flexible and include a percentage-of-AUM component as well as hourly, fixed-fee and other billing approaches. DPH Financial does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 35%, Non-Exchange Traded Equities 6%, Cash & Cash Equivalents 1%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities35%
  • Non-Exchange Traded Equities6%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Debra Hartsfield

    Debra Hartsfield

    PrincipalCRD 2575307

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth