Downshift Financial

RIASEC Registered
Total AUM
$215M
Discretionary
$212M
99% of AUM
Avg account
$606K
Accounts
354
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
314068
Registered since
October 1, 2024
Website
downshiftfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI99.87%
  • Individuals0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Downshift Financial is an independent, individual-owned RIA organized as an LLC that provides financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm charges fixed fees and serves primarily individual and family clients. It is SEC registered (registered in 2024). Its profile shows a preference for public funds and mutual funds as core portfolio building blocks and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Cash & Cash Equivalents 10%, Exchange Traded Equities 7%, US Government Bonds 6%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities7%
  • US Government Bonds6%
  • State & Local Bonds1%

Contacts

3 of 3
  • Edwin Liang

    Edwin Liang

    Co-founder & Financial PlannerCRD 4737975

  • Travis Hughes

    Travis Hughes

    Partner, CCOCRD 6993426

  • John Reynolds

    Financial AdvisorCRD 8039029

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 271

Active vs passive

$227M in ETFs

Passive

93%

$212M

Active

<1%

$15.7M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$28.8M984,15212.68%
Unlock additional holdings →

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth