Dover Investment Advisory Corporation

RIASEC RegisteredEst. 2018
Total AUM
$135M
Discretionary
$135M
100% of AUM
Avg account
$3M
Accounts
45
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123499
Registered since
December 6, 2018
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.17%
  • Individuals3.83%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Dover Investment Advisory Corporation operates as a corporation focused on providing portfolio management services primarily for individuals and small businesses. Founded in 2018, the firm is owned by an individual and does not classify itself as a capital allocator. The firm’s client base consists of individuals and families, and it employs a fee structure based on a percentage of assets under management (AUM). Dover Investment Advisory Corporation does not engage in ESG investing and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 7%, Non-Exchange Traded Equities 2%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents7%
  • Non-Exchange Traded Equities2%

Contacts

1 of 1
  • Stuart Nagode

    Stuart Nagode

    FounderCRD 4346606

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth