Douglas Maria LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
Austin, Texas
CRD number
342107
Fee structure
Percentage of AUM
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Douglas Maria LLC is organized as a limited liability company that offers portfolio management services aimed at individuals and small businesses. The firm charges fees based on a percentage of assets under management. Available records classify the adviser as "Unclassified" and do not list it as a capital allocator, pension consultant, related adviser, or an active ESG investor. The firm is not identified as a multi-state adviser in the snapshot, and the year of SEC registration is not provided. Operationally, the profile indicates a very limited public footprint: the adviser appears to be small or lightly active, with few regulatory or industry disclosures available in the provided snapshot. The combination of a narrow client focus (individuals and small businesses) and a straight percentage-of-AUM fee model suggests a traditional advisory setup rather than a manager of pooled vehicles or a sponsor of alternative-product programs.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • John Sigmon

    John Sigmon

    Founder & Chief Investment OfficerCRD 6193314

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
924 E 7th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth