Douglas C. Lane & Associates

RIASEC RegisteredEst. 2016

Total AUM

$8.4B

Discretionary

$8.4B

100% of AUM

Avg account

$1.5M

Accounts

5,556

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 282563
Registered since: January 1, 2016
Website: www.dclainc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI90.39%
Pension & Profit Sharing Plans3.7%
Charitable Organizations2.38%
Corporations / Businesses2.34%
Individuals1.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Douglas C. Lane & Associates is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2016. The firm functions as a capital allocator for both individual/family and institutional clients, charging fees as a percentage of assets under management. Advisory services explicitly include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of other advisers. The firm also engages in other financial product sales. Douglas C. Lane & Associates has been recognized in industry rankings, appearing in Financial Times’ Top 300 RIA Firms (2020) and multiple Barron’s and Forbes RIA lists from 2021 through 2024.