DOUGLAS C. LANE & ASSOCIATES

RIASEC RegisteredEst. 2016

Total AUM

$8.4B

Discretionary

$8.4B

100% of AUM

Avg account

$1.5M

Accounts

5,556

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 282563
Registered since: January 1, 2016
Website: www.dclainc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI90.39%
Pension & Profit Sharing Plans3.7%
Charitable Organizations2.38%
Corporations / Businesses2.34%
Individuals1.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Douglas C. Lane & Associates is an independent registered investment adviser that operates as a capital allocator for high-net-worth individuals, families and institutional clients. The firm is fee-for-service on a percentage-of-AUM basis and provides comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. It describes itself as a provider of other financial product distribution alongside advisory services. The firm has been active on the SEC register since 2016 and is not an active ESG investor. Its business model combines traditional equity portfolio management with access to outside managers and sponsored vehicles, supported by industry affiliations that include broker‑dealer, pooled vehicle sponsorship and other financial intermediaries. Douglas C. Lane & Associates has received multiple industry recognitions, including listings in Barron’s and Forbes and a Financial Times ranking.