DOLPHIN FINANCIAL GROUP

RIASEC Registered
Total AUM
$12M
Discretionary
$12M
100% of AUM
Avg account
$151K
Accounts
80
Employees
1
Advisory reps
1

Firm details

Headquarters
CLEARWATER, Florida
CRD number
170160
Custodians
BETTERMENT
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Individuals60.01%
  • HNWI39.99%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Dolphin Financial Group is an independent, individually owned registered investment adviser that focuses on serving individual and family clients. The firm operates as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Fee arrangements include a mix of AUM‑based charges, fixed fees and other fee structures. Dolphin identifies an insurance company affiliation and does not characterize itself as an active ESG investor or a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

1 of 1
  • DANIEL WENDOL

    CEO & FounderCRD 4893262

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CLEARWATER, FL

PINELLAS

Location

CLEARWATER, FL

Headquartered in CLEARWATER, FL, in the South of the United States.

Region
South
County
PINELLAS
Address
2430 Estancia Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth