Dolphin Financial Group

RIASEC Registered
Total AUM
$37M
Discretionary
$12.1M
33% of AUM
Avg account
$166K
Accounts
223
Employees
1
Advisory reps
1

Firm details

Headquarters
Clearwater, Florida
CRD number
170160
Custodians
CHARLES SCHWAB & CO., INC., INSPIRA FINANCIAL TRUST, LLC, BETTERMENT
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Individuals59.32%
  • HNWI40.68%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Dolphin Financial Group is an independent, privately owned Registered Investment Adviser that serves individuals and families. The firm acts as a capital allocator, offering financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. Its fee arrangements include asset‑based fees, fixed fees, and other fee structures. Dolphin does not position itself as an active ESG investor, and it is not listed as a multi‑state or newly formed adviser. The firm maintains an affiliation with the insurance industry.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

1 of 1
  • Daniel Wendol

    Daniel Wendol

    CEO & FounderCRD 4893262

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Clearwater, FL

Pinellas

Location

Clearwater, FL

Headquartered in Clearwater, FL, in the South of the United States.

Region
South
County
Pinellas
Address
2430 Estancia Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth