DLW Financial Management, LLC

Overview

DLW Financial Management, LLC is a small, independent registered investment adviser that serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm also operates as an insurance broker, which suggests financial planning and insurance solutions are integrated into client advice alongside investment management. Fee schedules include a percentage-of-AUM component and hourly charges, indicating flexibility for both ongoing asset management relationships and project-based planning engagements. Investment activity is equity-focused. The firm shows a clear preference for exchange-traded equities as the core asset sleeve, while supplementing that exposure with mutual funds and targeted alternative allocations. DLW does not identify as an ESG-focused investor and is organized as a single-state operation rather than a multi-state adviser. The firm is not positioned as a capital allocator; alternative exposures appear to be accessed through third-party managers and pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices