Diversified Financial Advisors, LLC

RIASEC RegisteredEst. 2009

Total AUM

$586M

Discretionary

$578M

99% of AUM

Avg account

$693K

Accounts

846

Employees

Advisory reps

Firm details

Headquarters: Town And Country, Missouri
CRD number: 118261
Registered since: September 11, 2009
Website: www.diversifiedfa.com
Custodians: BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC, LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: Pension & Profit Sharing Plans65.95%
Individuals21.26%
HNWI12.79%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Diversified Financial Advisors, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2009. The firm is owned by an individual and acts as a capital allocator, directing client assets to third‑party managers when appropriate. Its client base spans high‑net‑worth individuals and families as well as institutional investors. Fee arrangements include a percentage of assets under management and hourly charges. The firm also maintains broker‑dealer and insurance‑broker business lines and provides financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Diversified Financial Advisors does not identify as an active ESG investor.