Diogenes Financial LLC

Overview

Diogenes Financial LLC is an independent registered investment adviser operating as a small, client-focused RIA. The firm serves both individuals and institutional clients and offers financial planning and portfolio management for individuals and small businesses. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee engagements, allowing flexibility for ongoing portfolio oversight and stand‑alone planning work. Investment activity centers on publicly traded equities — exchange‑traded instruments are the dominant exposure — while the firm also incorporates mutual funds and third‑party alternative managers for commodities and oil & gas exposure. Diogenes Financial identifies as an active ESG investor, which suggests ESG criteria are applied to security selection or ETF/fund choices. The firm reports $10.6M in total assets and holds those assets entirely in discretionary mandates, indicating portfolio managers make buy/sell decisions on clients’ behalf. The adviser is owner‑managed (individual owner type) and classifies as an independent RIA rather than a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices