DG Capital Management, LLC

RIASEC RegisteredEst. 2011

Total AUM

$522M

Discretionary

$522M

100% of AUM

Avg account

$40.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 157258
Registered since: June 2, 2011
Website: dgcapitalmgmt.com
Custodians: JEFFERIES LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles92.25%
Other7.75%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DG Capital Management, LLC is an SEC-registered investment manager organized as an LLC and active since 2011. The firm operates as a multifaceted manager, running hedge fund and private equity vehicles and servicing institutional clients. Its advisory footprint focuses on portfolio management for pooled investment vehicles and for businesses or institutional mandates. Compensation includes both a percentage-of-assets component and performance-based fees. The firm is not positioned as an ESG investor, and it does not report multi-state adviser status. Its organizational roles include acting as sponsor, general partner, and managing member of pooled vehicles, consistent with a manager that runs proprietary funds alongside institutional mandates.