DFS Capital Management
Firm details
- Headquarters
- ,
- CRD number
- 327508
- Website
- dfscapitalmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52%
- Individuals48%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
DFS Capital Management is an independent registered investment adviser organized as a limited liability company and owned by an individual principal. The firm serves a small mix of individual and family clients alongside some institutional relationships, and it offers financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars and workshops. Fee arrangements are flexible: percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not market itself as an active ESG investor and is not recorded as a multi-state adviser or capital allocator.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- US Government Bonds30%
- Exchange Traded Equities10%
- Derivatives5%
- Cash & Cash Equivalents5%
Contacts
1 of 1
David Chapman
Wealth ManagerCRD 7781067
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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