DFG INVESTMENTS AND TAX LLC

Overview

DFG Investments And Tax LLC is a small, independent registered investment adviser that serves individual and family clients with a mix of financial planning and portfolio-management services. The firm operates alongside insurance brokerage and accounting services, which suggests an integrated approach to tax, insurance and investment advice. Its advisory work is concentrated on individual and small-business clients, and fee arrangements are flexible—combining percentage-of-AUM billing with hourly and fixed-fee engagements. Investment activity is centered on publicly traded equities and exchange‑traded funds as the primary portfolio building blocks. The firm does not identify as an ESG investor and does not operate as a capital allocator; when clients need exposure to non‑public assets the firm deploys third‑party managers for real estate allocations and uses annuities and mutual funds to fill other gaps. Most client relationships appear to be non‑discretionary based on the asset reporting.

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Public Holdings

Investments & Alternatives

Location & Offices