Delta Capital Management LLC
Firm details
- Headquarters
- Red Bank, New Jersey
- CRD number
- 106248
- Registered since
- April 22, 2005
- Website
- www.delta-capital.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Pension & Profit Sharing Plans45.52%
- HNWI43.39%
- State / Municipal Government4.94%
- Charitable Organizations4.41%
- Corporations / Businesses1.75%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Delta Capital Management LLC is an institutional registered investment adviser organized as an LLC and registered with the SEC in 2005. The firm is owner-operated and serves both individual/family clients and institutional accounts, charging fees based on a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals and small businesses as well as for business and institutional clients. Public filings indicate a tilt toward equities as the primary asset preference and the firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Investment Grade Corp Bonds25%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$266M in ETFs
100%
$266M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG CONVERTIBLE SECURITIES ETF (CWB) | State Street | Passive | Convertibles | $120M | 1,186,000 | 45.17% |
Location
Red Bank, NJ
Monmouth
Location
Red Bank, NJ
Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Monmouth
- Address
- 157 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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