DEL-SETTE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2014
Total AUM
$193M
Discretionary
$193M
100% of AUM
Avg account
$262K
Accounts
735
Employees
8
Advisory reps
6

Firm details

Headquarters
SCHENECTADY, New York
CRD number
159052
Registered since
June 5, 2014
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.06%
  • Individuals28.94%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Del-Sette Capital Management, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2014. The firm serves individual and family clients and charges clients either a percentage of assets under management or fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Their public filings indicate they are not positioned as a capital allocator and do not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%88%
  • Exchange Traded Equities88%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • Other1%

Contacts

3 of 6
  • ANN ARCEO

    Operations Manager & ParaplannerCRD 5869801

  • BriAnna Esposito

    Director Of TaxCRD 6687206

  • GLEN ALLEN

    Certified Financial PlannerCRD 4293316

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 36

Active vs passive

$158M in ETFs

Passive

85%

$135M

Active

15%

$23.4M

ETFProviderStyleCategoryValueShares% of portfolio
ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF (IDOG)ALPSPassiveForeign Large Value$18.7M447,89511.79%

Location

Primary office

SCHENECTADY, NY

SCHENECTADY

Location

SCHENECTADY, NY

Headquartered in SCHENECTADY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
SCHENECTADY
Address
1332 Union St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth