DEFI ALLIANCE LLC

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
321994
Registered since
May 23, 2022

Firm profile

FINTRX

Overview

Defi Alliance LLC operates as a sponsor and general partner that organizes and manages pooled investment vehicles, with its primary activity centered on advising private venture capital funds. The firm is SEC-registered (2022) and is organized as a limited liability company with a domestic ownership structure. It is not positioned as a multi-state registered adviser, does not identify as an active ESG investor, and is not listed as a pension consultant or related adviser. From the available information, the firm’s capital-allocation role is concentrated in private fund management rather than traditional advisory services to retail or high-net-worth individual accounts. Its regulatory and business profile points to a manager-focused model: raising and operating funds, serving as managing member/GP, and coordinating limited partner relationships for pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jacob Franek

    Co-Founder and COOCRD 7560840

Contacts

2 of 2
  • QIAO WANG

    MemberCRD 6036726

  • Imran Khan

    Co-Founder and Venture PartnerCRD 7298304

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
270 Lafayette St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth