Deep Blue Financial LLC
Firm details
- Headquarters
- Northbrook, Illinois
- CRD number
- 170446
- Website
- dbfwm.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI71.12%
- Individuals28.88%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Deep Blue Financial LLC is an independent, owner-operated registered investment adviser organized as an LLC that focuses on individual and family clients. The firm charges fees based on a percentage of assets under management and offers portfolio management for individuals and small businesses, along with selection of other advisers—indicating it acts as a capital allocator and directs client capital to third-party managers when appropriate. The firm does not identify as an active ESG investor and appears to operate under a single-state footprint.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Cash & Cash Equivalents6%
- Non-Exchange Traded Equities1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Adam Faust
Chief Investment OfficerCRD 2972403
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Northbrook, IL
Cook
Location
Northbrook, IL
Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 707 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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