DBL INVESTORS, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2014
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
144878
Registered since
September 29, 2014
Website
www.dbl.vc

Firm profile

FINTRX

Overview

DBL Investors, LLC is a privately held limited liability company that has been SEC-registered since 2014. The firm is structured to sponsor and manage pooled investment vehicles, acting in roles such as sponsor, general partner, and managing member. Its regulatory profile shows an individual owner type and an “unclassified” business classification; it is not identified as a multi-state adviser or an active ESG investor in the provided data. The firm’s visible investment activity centers on venture capital through an advised private fund rather than on traditional advisory relationships with retail accounts.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CAROL WONG

    Chief Administrative OfficerCRD 1458464

Contacts

2 of 2
  • NANCY PFUND

    Founder and Managing PartnerCRD 1360116

  • CYNTHIA RINGO

    Managing PartnerCRD 5732962

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth