DBK Financial Counsel, LLC

RIASEC RegisteredEst. 2022

Total AUM

$199M

Discretionary

$168M

84% of AUM

Avg account

$879K

Accounts

227

Employees

Advisory reps

Firm details

Headquarters: Cuyahoga Falls, Ohio
CRD number: 170688
Registered since: February 28, 2022
Website: dbkfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI74.63%
Corporations / Businesses18.61%
Individuals3.94%
Charitable Organizations2.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DBK Financial Counsel, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm is owned by an individual and serves both individual & family and institutional clients. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses and institutional entities; the firm also lists accounting as a business activity and has an industry affiliation with a law firm. Investment activity is centered on public funds and mutual funds, with a clear bias toward liquid, ETF-based exposures. Filings indicate a conservative tilt in public holdings—large allocations to short-duration Treasury-bill ETFs and broad-market ETFs—rather than to private or illiquid strategies. The firm charges a blend of percentage-of-AUM and fixed fees and does not position itself as an ESG-focused manager, a multi-state adviser, or a pension consultant.