DBK Financial Counsel, LLC
Firm details
- Headquarters
- Cuyahoga Falls, Ohio
- CRD number
- 170688
- Registered since
- February 28, 2022
- Website
- dbkfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.63%
- Corporations / Businesses18.61%
- Individuals3.94%
- Charitable Organizations2.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
DBK Financial Counsel, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2022) and serves both individual/family and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and business or institutional clients. The firm lists accounting as a business activity and has an industry affiliation with a law firm. Fee arrangements include both a percentage-of-AUM model and fixed fees. DBK does not identify as a capital allocator and does not position itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities5%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Contacts
3 of 3
Dori Torrens
Director of OperationsCRD 6940322
David Kearns
FounderCRD 5581079
James Unger
Investment Adviser RepresentativeCRD 5580380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$147M in ETFs
73%
$108M
26%
$39.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 3-12 MONTH T-BILL ETF (BILS) | State Street | Passive | Ultrashort Bond | $14.8M | 149,292 | 10.10% |
Location
Cuyahoga Falls, OH
Summit
Location
Cuyahoga Falls, OH
Headquartered in Cuyahoga Falls, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Summit
- Address
- 198 Portage Trail Ext W
- Time zone
- ET (UTC-5)
- Office locations
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