DBA ASSET MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
328018
Registered since
August 15, 2023

Firm profile

FINTRX

Overview

DBA Asset Management, LLC is structured as a limited liability company that registered with the SEC in 2023 and operates primarily as a commodity pool operator or commodity trading advisor (CPO/CTA). The firm also serves as sponsor, general partner and managing member for pooled investment vehicles, which indicates its business model centers on creating and managing private fund structures rather than providing retail advisory accounts. Investment activity is concentrated in private fund strategies, with private equity occupying the largest share of its managed assets. The firm is not marked as an active ESG investor and does not appear to operate across multiple states as an adviser. Owner control is individual rather than institutional, which typically points to a compact leadership structure that runs both sponsorship and day‑to‑day management functions for the vehicles it operates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Michael Jordan

    Co-Founder & General PartnerCRD 7797501

  • Jonathan Charbonneau

    Co-Founder & General PartnerCRD 6978568

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
110 Greene St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth