DAVID P. GILLIAM & ASSOCIATES, INC.

Overview

David P. Gilliam & Associates, Inc. is an independent registered investment adviser and a capital allocator led by David P. Gilliam. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Its fee model includes a percentage of AUM, hourly charges and fixed fees, allowing flexibility across client circumstances. Investment activity is centered on equity exposure: the firm favors exchange-traded equities and ETFs as the primary vehicle for client portfolios and uses separately managed accounts (SMAs) for customized equity allocations. Beyond equities, the firm allocates to third‑party alternative managers—including hedge funds, real estate strategies and managed futures—and uses annuities and mutual funds where appropriate. David P. Gilliam & Associates is not positioned as an ESG-focused or multi-state adviser and has been SEC-registered since 2022.

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