DAO Trading & Advisory Inc.

RIAState Registered
Total AUM
$15.5M
Discretionary
$15.5M
100% of AUM
Avg account
$484K
Accounts
32
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
321953
Fee structure
Percentage of AUM, Other
Client types
  • Individuals96.77%
  • Pooled Investment Vehicles3.23%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

DAO Trading & Advisory Inc. is an independent, California-registered registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients, providing portfolio management for individuals and small businesses and for pooled investment vehicles. It also runs educational seminars and workshops. Compensation is primarily percentage-of-AUM-based with other fee arrangements available. The firm does not identify as an active ESG investor and operates under a single-state registration posture.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, Non-Exchange Traded Equities 25%, Cash & Cash Equivalents 25%, State & Local Bonds 10%40%
  • Exchange Traded Equities40%
  • Non-Exchange Traded Equities25%
  • Cash & Cash Equivalents25%
  • State & Local Bonds10%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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