Dalton Financial LLC
Firm details
- Headquarters
- ,
- CRD number
- 167878
- Website
- www.daltonfin.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.5%
- Individuals17.5%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Dalton Financial LLC is an independent, privately owned registered investment adviser organized as an LLC that focuses on individual and family clients. The firm provides financial planning and portfolio management services tailored to individuals and small businesses. Its billing model includes a percentage-of-assets arrangement alongside hourly and fixed-fee options. Dalton Financial does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds33%
- Non-Exchange Traded Equities32%
- Exchange Traded Equities31%
- Cash & Cash Equivalents4%
Contacts
1 of 1
Robert Higgins
PrincipalCRD 2500734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Jason Janes Wealth Management, Inc.
RIAPrinceton, MN
Boundary Creek Advisors LP
RIALaunch Financial Planning
RIAAndover, MA
Buie Investment Advisors, LLC
RIACharlotte, NC
Defiant Capital Group
RIAWarrendale, PA
First Light Wealth
RIAHershey, PA