Daiwa Asset Management (America) Ltd

RIASEC RegisteredEst. 2011

Total AUM

$6B

Discretionary

$6B

100% of AUM

Avg account

$351M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 126191
Registered since: August 5, 2011
Website: www.daiwa-am.co.jp
Custodians: CUSTODY BANK OF JAPAN, LTD.
Fee structure: Percentage of AUM, Other
Client types: Insurance Companies68.57%
Pooled Investment Vehicles31.43%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Daiwa Asset Management (America) Ltd is a corporation operating as an institutional registered investment adviser since 2011. The firm serves institutional clients and is owned by a combination of a foreign entity and individual ownership. Its advisory mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional investors, and it carries business registrations consistent with CPO/CTA activity. Compensation is primarily a percentage of assets under management, supplemented by other fee arrangements. The firm does not identify itself as an active ESG investor and is not organized as a multi-state or newly formed adviser.